Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Thomas Raco | 2641148 | 4 | 11/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Coyle Burke | 1217162 | 2 | 07/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Thomas Raco | 2641148 | 4 | 05/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 05/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Glenn Albrecht | 1446140 | 3 | 03/23/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 10/23/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Glenn Albrecht | 1446140 | 3 | 08/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 01/13/2001 | Customer Dispute | Settled | $15,261.50 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 01/30/1998 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 03/30/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |