Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenia Naves Rocha | 5629596 | 1 | 01/13/2023 | Customer Dispute | Settled | $4,100,000.00 | $0.00 | See FINRA Report |
| Paul Alberto Pestana Valeri | 6762692 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fernando Monteiro de Barros | 5605186 | 1 | 10/16/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Andrews | 6227932 | 1 | 03/28/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |