Our Staff has compiled our research into a database of FINRA Broker Disclosures for I(X) Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Adam Frank | 4837752 | 1 | 04/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Christopher Bender | 2650187 | 1 | 08/27/2018 | Customer Dispute | Settled | $52,783.00 | $0.00 | See FINRA Report |
| Drew Sheridan Butler | 4793661 | 1 | 06/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn West | 6151646 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |