Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Robert Seibel | 1140576 | 1 | 07/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Casciotta | 2058958 | 2 | 04/29/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Alan Paul Harris | 6385831 | 1 | 03/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Muncie | 1802808 | 2 | 10/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Casciotta | 2058958 | 2 | 06/05/2001 | Customer Dispute | Settled | $7,150.00 | $0.00 | See FINRA Report |
| Meridith Louise Hutchens | 2370626 | 2 | 06/04/2001 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 12/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Muncie | 1802808 | 2 | 10/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Conners | 1939727 | 3 | 10/03/1995 | Customer Dispute | Award / Judgment | $5,000.00 | $1,621.50 | See FINRA Report |
| Oliver David Lee | 4472655 | 2 | 05/05/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |