Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stewart Everett Emenheiser | 5083517 | 1 | 11/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Belinda Lee Walker | 4496110 | 2 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Michael Landry | 301594 | 1 | 12/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Keith Zawadzki | 1512959 | 3 | 12/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Peter Rose | 1288846 | 1 | 09/09/2011 | Customer Dispute | Withdrawn | $18,500,000.00 | $0.00 | See FINRA Report |
Michaele Vertner Wheeler | 2432017 | 3 | 05/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey S Chowning | 4063273 | 1 | 12/16/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Michaele Vertner Wheeler | 2432017 | 3 | 11/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Coleman Wortham | 472921 | 1 | 07/07/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Brian T Mathis | 2026320 | 2 | 04/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |