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FINRA Broker Disclosures for Davenport & Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 70 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stewart Everett Emenheiser5083517111/10/2014Customer DisputeSettled$5,000.00$0.00See FINRA Report
Belinda Lee Walker4496110212/31/2013Judgment / Lien$0.00$0.00See FINRA Report
John Michael Landry301594112/27/2012Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott Keith Zawadzki1512959312/06/2011Judgment / Lien$0.00$0.00See FINRA Report
David Peter Rose1288846109/09/2011Customer DisputeWithdrawn$18,500,000.00$0.00See FINRA Report
Michaele Vertner Wheeler2432017305/24/2011Judgment / Lien$0.00$0.00See FINRA Report
Jeffrey S Chowning4063273112/16/2010Customer DisputeSettled$5,000.00$0.00See FINRA Report
Michaele Vertner Wheeler2432017311/02/2009Judgment / Lien$0.00$0.00See FINRA Report
Coleman Wortham472921107/07/2009Customer DisputeSettled$500,000.00$0.00See FINRA Report
Brian T Mathis2026320204/13/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report

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