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FINRA Broker Disclosures for Davenport & Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 70 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas William Stopkey2209717410/26/2020RegulatoryFinal$0.00$0.00See FINRA Report
William Isaac Davis4665777110/19/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Edward Michael Bohnslav6233205108/27/2020FinancialFinal$0.00$0.00See FINRA Report
Douglas William Stopkey2209717402/07/2020RegulatoryFinal$0.00$0.00See FINRA Report
John Darrick Atchison1284207207/30/2019RegulatoryFinal$0.00$0.00See FINRA Report
Robert Henry Forsyth1425529107/30/2019RegulatoryFinal$0.00$0.00See FINRA Report
Michael Joseph David Kane704604107/30/2019RegulatoryFinal$0.00$0.00See FINRA Report
John William Rader1210893102/11/2019Judgment / Lien$0.00$0.00See FINRA Report
Douglas William Stopkey2209717408/31/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Douglas William Stopkey2209717408/23/2018Employment Separation After Allegations$0.00$0.00See FINRA Report

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