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FINRA Broker Disclosures for Davenport & Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Benton Giles220580210/25/2004Customer DisputeDenied$13,700.70$0.00See FINRA Report
Carl Elliott Fleisher209661109/10/2004Customer DisputeClosed-No Action$6,133.00$0.00See FINRA Report
Brian T Mathis2026320207/16/2003Customer DisputeSettled$40,000.00$0.00See FINRA Report
William Randolph Barksdale720050104/23/2003Customer DisputeDenied$300,000.00$0.00See FINRA Report
David Charles Anderson2312279206/07/2001Customer DisputeDenied$26,781.80$0.00See FINRA Report
Charles Conway Munford2419987105/30/2001Customer DisputeSettled$52,750.00$0.00See FINRA Report
Thomas Yunsang Cho1950505205/03/2001Customer DisputeSettled$21,291.90$0.00See FINRA Report
Thomas Yunsang Cho1950505204/04/2001Customer DisputeSettled$25,000.00$0.00See FINRA Report
David Alexander Heppner1397946112/16/1994Customer DisputeSettled$75,000.00$0.00See FINRA Report
John Darrick Atchison1284207203/30/1992Customer DisputeSettled$0.00$0.00See FINRA Report

33 Results

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