Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Benton Giles | 220580 | 2 | 10/25/2004 | Customer Dispute | Denied | $13,700.70 | $0.00 | See FINRA Report |
Carl Elliott Fleisher | 209661 | 1 | 09/10/2004 | Customer Dispute | Closed-No Action | $6,133.00 | $0.00 | See FINRA Report |
Brian T Mathis | 2026320 | 2 | 07/16/2003 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
William Randolph Barksdale | 720050 | 1 | 04/23/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
David Charles Anderson | 2312279 | 2 | 06/07/2001 | Customer Dispute | Denied | $26,781.80 | $0.00 | See FINRA Report |
Charles Conway Munford | 2419987 | 1 | 05/30/2001 | Customer Dispute | Settled | $52,750.00 | $0.00 | See FINRA Report |
Thomas Yunsang Cho | 1950505 | 2 | 05/03/2001 | Customer Dispute | Settled | $21,291.90 | $0.00 | See FINRA Report |
Thomas Yunsang Cho | 1950505 | 2 | 04/04/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
David Alexander Heppner | 1397946 | 1 | 12/16/1994 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
John Darrick Atchison | 1284207 | 2 | 03/30/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |