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FINRA Broker Disclosures for Davenport & Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Coleman Wortham472921107/07/2009Customer DisputeSettled$500,000.00$0.00See FINRA Report
Brian T Mathis2026320204/13/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Philip Edward Paulette4515853103/05/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Benton Giles220580210/06/2008Customer DisputeDenied$12,000.00$0.00See FINRA Report
Christopher Pickett Blair1196917206/30/2008Customer DisputeSettled$1,261,000.00$0.00See FINRA Report
David Allen Love1828588205/05/2008Customer DisputeClosed-No Action$104,926.00$0.00See FINRA Report
Lucy Williams Hooper733228112/06/2007Customer DisputeSettled$118,000.00$0.00See FINRA Report
David Allen Love1828588209/19/2007Customer DisputeSettled$66,218.00$0.00See FINRA Report
Richard Gaillard Owen1197506105/29/2007Customer DisputeSettled$0.00$0.00See FINRA Report
Peter Lawrence Reuss2681772305/13/2005Customer DisputeDenied$25,000.00$0.00See FINRA Report

33 Results

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