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FINRA Broker Disclosures for Davenport & Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 77 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Michael Alford5724133109/01/2022Customer DisputeSettled$94,355.00$0.00See FINRA Report
William Randolph Boyd2457694108/24/2022Judgment / Lien$0.00$0.00See FINRA Report
David Joseph Posner6134514108/18/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
David Charles Anderson2312279205/12/2021Customer DisputeClosed-No Action$83,000.00$0.00See FINRA Report
Kimberly Redmon Martin2359995404/27/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Kimberly Redmon Martin2359995404/27/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Kimberly Redmon Martin2359995404/27/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Daniel Jerome Fair722195202/22/2021Customer DisputeSettled$670,000.00$0.00See FINRA Report
Douglas William Stopkey2209717410/26/2020RegulatoryFinal$0.00$0.00See FINRA Report
William Isaac Davis4665777110/19/2020Employment Separation After Allegations$0.00$0.00See FINRA Report

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