Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Smith Williams | 2874068 | 2 | 05/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Calliott | 5820086 | 1 | 04/24/2024 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Kimberly Redmon Martin | 2359995 | 2 | 08/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward George Kaufman | 2774733 | 1 | 05/18/2023 | Customer Dispute | Denied | $69,000.00 | $0.00 | See FINRA Report |
| Walter Smith Williams | 2874068 | 2 | 04/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Constance Hope Neilsen | 3277329 | 1 | 02/22/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Alford | 5724133 | 1 | 09/01/2022 | Customer Dispute | Settled | $94,355.00 | $0.00 | See FINRA Report |
| David Joseph Posner | 6134514 | 1 | 08/18/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Charles Anderson | 2312279 | 2 | 05/12/2021 | Customer Dispute | Closed-No Action | $83,000.00 | $0.00 | See FINRA Report |
| Kimberly Redmon Martin | 2359995 | 2 | 04/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |