Our Staff has compiled our research into a database of FINRA Broker Disclosures for Davenport & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Michael Alford | 5724133 | 1 | 09/01/2022 | Customer Dispute | Settled | $94,355.00 | $0.00 | See FINRA Report |
William Randolph Boyd | 2457694 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Joseph Posner | 6134514 | 1 | 08/18/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Charles Anderson | 2312279 | 2 | 05/12/2021 | Customer Dispute | Closed-No Action | $83,000.00 | $0.00 | See FINRA Report |
Kimberly Redmon Martin | 2359995 | 4 | 04/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kimberly Redmon Martin | 2359995 | 4 | 04/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kimberly Redmon Martin | 2359995 | 4 | 04/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Jerome Fair | 722195 | 2 | 02/22/2021 | Customer Dispute | Settled | $670,000.00 | $0.00 | See FINRA Report |
Douglas William Stopkey | 2209717 | 4 | 10/26/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Isaac Davis | 4665777 | 1 | 10/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |