Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joel Barling | 4292041 | 1 | 02/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald William Baker | 2098564 | 1 | 02/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |