Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Mateyko | 3275621 | 9 | 05/08/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John Mateyko | 3275621 | 9 | 04/02/2022 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| John Mateyko | 3275621 | 9 | 07/01/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Mateyko | 3275621 | 9 | 05/06/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 03/31/2020 | Customer Dispute | Settled | $616,320.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 03/31/2020 | Customer Dispute | Settled | $616,320.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 06/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 05/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 04/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Abel Puentes | 1713812 | 35 | 02/07/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |