Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sammons Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arlen Glenn Dykhuis | 5285074 | 8 | 12/27/2011 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 12/23/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 12/16/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 11/28/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Nuckolls | 6820693 | 1 | 11/12/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John E Wetzel | 5279300 | 1 | 10/26/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley James Wilharber | 5762490 | 1 | 05/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erick Grossman | 5055768 | 1 | 10/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |