Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harris Todd Doobrow | 3175543 | 1 | 11/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jackson Williams | 1587198 | 1 | 03/18/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Spaeth | 2495182 | 1 | 12/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Chancellor | 3258943 | 1 | 01/07/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |