Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Eugene West | 6444050 | 8 | 02/06/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 02/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 02/03/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 02/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 02/02/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Dustin Eugene West | 6444050 | 8 | 01/29/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dustin Eugene West | 6444050 | 8 | 01/23/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| MacKenzie Karner Bekeza | 6666241 | 1 | 01/23/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |