Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Eugene West | 6444050 | 8 | 01/11/2024 | Customer Dispute | Closed-No Action | $1,196,390.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 01/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Jordan Klein | 2549756 | 1 | 08/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Azar | 2194855 | 1 | 07/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brittani Corren Schaefer | 6327801 | 2 | 06/15/2022 | Customer Dispute | Award / Judgment | $118,723.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/16/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Brown | 1148258 | 2 | 06/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |