Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thierry Hasse | 4226946 | 2 | 05/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thierry Hasse | 4226946 | 2 | 09/18/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Zembo | 2500496 | 1 | 05/19/2006 | Customer Dispute | Closed-No Action | $137,500.00 | $0.00 | See FINRA Report |
| Jeffery Deloy Powell | 1805180 | 1 | 10/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |