Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Robert Mueller | 2592111 | 1 | 03/24/2003 | Customer Dispute | Denied | $11,412.00 | $0.00 | See FINRA Report |
| Michael Joseph Tilley | 2146491 | 2 | 12/29/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Fredrik Peters | 1311252 | 4 | 12/20/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Tilley | 2146491 | 2 | 08/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Fredrik Peters | 1311252 | 4 | 12/06/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Fredrik Peters | 1311252 | 4 | 11/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Fredrik Peters | 1311252 | 4 | 06/29/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mike T Greiner | 4376538 | 1 | 12/21/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |