Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Dean Wright | 4826237 | 2 | 02/15/2012 | Customer Dispute | Denied | $5,472.00 | $0.00 | See FINRA Report |
| Dale Kline Black | 4312705 | 2 | 02/10/2012 | Customer Dispute | Closed-No Action | $302,641.00 | $0.00 | See FINRA Report |
| Steven Paul Sorensen | 2653539 | 1 | 09/21/2011 | Customer Dispute | Closed-No Action | $58,025.00 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 01/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Percy Medrano | 1393377 | 9 | 01/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Hamer | 2351129 | 1 | 03/08/2010 | Customer Dispute | Denied | $12,620.00 | $0.00 | See FINRA Report |
| Richard Jefferson Weihing | 2047901 | 1 | 08/18/2008 | Customer Dispute | Settled | $9,646.79 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 03/31/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carolyn Ann McClinton | 2685456 | 1 | 08/18/2006 | Customer Dispute | Settled | $106,675.00 | $0.00 | See FINRA Report |
| Joseph Daly Fierro | 1309136 | 1 | 07/07/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |