Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lane Butler | 2319063 | 6 | 03/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick Gregg | 5947801 | 1 | 09/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lane Butler | 2319063 | 6 | 07/29/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 08/06/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward James Thiessen | 1160071 | 1 | 03/19/2015 | Customer Dispute | Denied | $6,780.00 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 02/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Paul Schwister | 6315494 | 1 | 09/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Percy Medrano | 1393377 | 9 | 07/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Kline Black | 4312705 | 2 | 03/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracy Lee Reierson | 4847342 | 1 | 02/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |