Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carter David Mansbach | 2275878 | 3 | 10/19/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael John Cassella | 2506938 | 2 | 09/12/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Carter David Mansbach | 2275878 | 3 | 07/25/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael John Cassella | 2506938 | 2 | 03/10/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |