Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy L Johnson | 4887261 | 3 | 08/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy L Johnson | 4887261 | 3 | 05/30/2017 | Customer Dispute | Denied | $310,896.00 | $0.00 | See FINRA Report |
| Roger Antony Sexter | 859088 | 2 | 07/02/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Antony Sexter | 859088 | 2 | 04/02/1992 | Customer Dispute | Award / Judgment | $75,000.00 | $45,500.00 | See FINRA Report |
| Timothy L Johnson | 4887261 | 3 | 03/26/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |