Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Panos | 4135718 | 2 | 06/16/2010 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| James Patrick Panos | 4135718 | 2 | 05/04/2009 | Customer Dispute | Withdrawn | $5,701.85 | $0.00 | See FINRA Report |