Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliott Jacob Orsillo | 5345898 | 3 | 03/06/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Houle | 5763948 | 4 | 06/14/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elliott Jacob Orsillo | 5345898 | 3 | 02/01/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Elliott Jacob Orsillo | 5345898 | 3 | 02/01/2017 | Customer Dispute | Settled | $480,000.00 | $0.00 | See FINRA Report |
| David Andrew Houle | 5763948 | 4 | 02/01/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Andrew Houle | 5763948 | 4 | 02/01/2017 | Customer Dispute | Settled | $480,000.00 | $0.00 | See FINRA Report |
| David Andrew Houle | 5763948 | 4 | 04/08/2010 | Customer Dispute | Settled | $626,192.00 | $0.00 | See FINRA Report |