Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Blake Perlberg | 1424365 | 4 | 06/17/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 08/18/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Kueht | 1066133 | 2 | 08/27/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Kueht | 1066133 | 2 | 05/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Blake Perlberg | 1424365 | 4 | 01/26/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 01/26/2001 | Customer Dispute | Settled | $10,168.50 | $0.00 | See FINRA Report |