Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Eddy Roark | 1627710 | 3 | 05/24/2012 | Customer Dispute | Settled | $530,650.00 | $0.00 | See FINRA Report |
| William Eddy Roark | 1627710 | 3 | 07/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Eddy Roark | 1627710 | 3 | 08/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |