Our Staff has compiled our research into a database of FINRA Broker Disclosures for Noble Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Ralph Horne | 1740513 | 12 | 06/22/1999 | Customer Dispute | Settled | $403,200.00 | $0.00 | See FINRA Report |
| Robert Williams | 1258642 | 1 | 10/29/1998 | Customer Dispute | Closed-No Action | $50,979.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 07/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 06/22/1998 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 03/27/1998 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 01/07/1998 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 12/07/1997 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 06/12/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 05/01/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 02/13/1997 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |