Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brooklight Place Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Francis Murtha | 1911775 | 2 | 12/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Gierke | 2169974 | 2 | 10/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Marty | 3180053 | 1 | 07/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Gierke | 2169974 | 2 | 06/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marty Chris Grzynkowicz | 1844997 | 1 | 01/26/2006 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Ronald Francis Murtha | 1911775 | 2 | 05/15/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |