Our Staff has compiled our research into a database of FINRA Broker Disclosures for Daiwa Capital Markets America Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Vincent Demarco | 1764577 | 2 | 09/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Vincent Demarco | 1764577 | 2 | 10/17/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angel Andres Lorente | 2805559 | 1 | 11/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Scott Glinert | 1092080 | 1 | 02/15/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |