Our Staff has compiled our research into a database of FINRA Broker Disclosures for Torino Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Simmons | 1727359 | 4 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Simmons | 1727359 | 4 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Simmons | 1727359 | 4 | 01/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Simmons | 1727359 | 4 | 12/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thornton Thomas Williams | 2989027 | 1 | 08/29/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |