Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Neal Everett | 1250585 | 3 | 01/11/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Brian Neal Everett | 1250585 | 3 | 12/27/2022 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
Michael Allen Wegner | 1638972 | 3 | 07/11/2005 | Customer Dispute | Denied | $18,650.00 | $0.00 | See FINRA Report |
Michael Allen Wegner | 1638972 | 3 | 09/29/2003 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
Brian Neal Everett | 1250585 | 3 | 04/11/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Michael Allen Wegner | 1638972 | 3 | 03/22/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Paul Brian Jackson | 2657314 | 1 | 10/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven David Stock | 4782919 | 1 | 09/20/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |