Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinan Capital Advisors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Andrew Rickey | 5912826 | 1 | 06/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Reichard | 5912804 | 1 | 03/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wells Miller | 334612 | 1 | 07/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |