Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Stevens | 2905451 | 4 | 06/19/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 04/11/2000 | Customer Dispute | Settled | $18,498.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 02/09/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Creech Franks | 1138171 | 1 | 11/25/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hoffman | 1847962 | 1 | 08/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |