Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Elliot Feldman | 2429623 | 7 | 09/30/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 09/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 03/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christian Silvalima Gherardi | 2732812 | 1 | 02/18/2003 | Customer Dispute | Denied | $56,167.40 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 07/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 05/29/2002 | Customer Dispute | Denied | $607,000.00 | $0.00 | See FINRA Report |
| Caesar Anthony Cepeda | 1623663 | 1 | 01/03/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 06/19/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Mark Nelson Hogan | 1730695 | 2 | 01/26/2001 | Customer Dispute | Denied | $6,405.23 | $0.00 | See FINRA Report |
| Mark David Stevens | 2905451 | 4 | 01/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |