Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Alan Barocas | 2969168 | 2 | 01/20/2009 | Customer Dispute | Denied | $49,632.00 | $0.00 | See FINRA Report |
| Robert Elliot Feldman | 2429623 | 7 | 10/28/2008 | Customer Dispute | Settled | $73,570.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 04/30/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Woong Seong Hwang | 4400271 | 4 | 12/16/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Stevens | 2905451 | 4 | 11/12/2007 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Ron Jacob Zuckerman | 3261423 | 2 | 02/13/2007 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Ron Jacob Zuckerman | 3261423 | 2 | 10/24/2006 | Customer Dispute | Denied | $62,600.00 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 08/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Elliot Feldman | 2429623 | 7 | 09/30/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 09/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |