Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peakstone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Dockendorf | 834115 | 2 | 04/13/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Albert Colucci | 2803376 | 1 | 11/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Dockendorf | 834115 | 2 | 09/28/1995 | Customer Dispute | Award / Judgment | $204,571.00 | $60,000.00 | See FINRA Report |