Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russel Urffer | 451878 | 1 | 03/02/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shaun R Murphy | 2158418 | 8 | 01/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Smith Evert | 2282642 | 1 | 10/04/2005 | Customer Dispute | Denied | $5,502.00 | $0.00 | See FINRA Report |
| Glenn James Thorning | 1250607 | 2 | 08/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 08/25/2005 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 08/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shaun R Murphy | 2158418 | 8 | 08/03/2005 | Customer Dispute | Settled | $12,622.00 | $0.00 | See FINRA Report |
| William Dale Carlson | 1345379 | 2 | 06/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Wieseneck | 2627604 | 1 | 05/09/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kim Bushey | 2182637 | 3 | 11/29/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |