Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Masi | 1660596 | 1 | 10/21/2013 | Customer Dispute | Settled | $1,870,380.00 | $0.00 | See FINRA Report |
| Louis Edward Perkins | 1816759 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vernon Edwin Unger | 2361113 | 2 | 02/11/2013 | Customer Dispute | Settled | $1,030,860.00 | $0.00 | See FINRA Report |
| Keeley Michael Moore | 2954454 | 3 | 03/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keeley Michael Moore | 2954454 | 3 | 03/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Greer Thompson | 5203183 | 1 | 12/23/2011 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Richard Scott Perkins | 2537775 | 2 | 11/25/2011 | Customer Dispute | Settled | $7,090.93 | $0.00 | See FINRA Report |
| Bruce A Jones | 2218367 | 2 | 04/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce A Jones | 2218367 | 2 | 04/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew James Wenzinger | 3005258 | 1 | 01/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |