Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Howell Booth Holland | 2430593 | 1 | 01/28/2019 | Customer Dispute | Settled | $14,498.40 | $0.00 | See FINRA Report |
Earl J Breaux | 2290572 | 1 | 11/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Kyle Atkins | 2829986 | 1 | 10/03/2018 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
George William Crim | 1884689 | 1 | 07/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mitchell Frank Griffin | 3129686 | 2 | 02/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeanette Henry Hebert | 2239747 | 1 | 12/12/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Ray S Greenberg | 228805 | 2 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Roy Ranfeld | 4197682 | 3 | 05/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alan M Hagopian | 2237098 | 1 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Carla K Hurley | 4887959 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |