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FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 107 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Howell Booth Holland2430593101/28/2019Customer DisputeSettled$14,498.40$0.00See FINRA Report
Earl J Breaux2290572111/26/2018FinancialFinal$0.00$0.00See FINRA Report
Donald Kyle Atkins2829986110/03/2018Customer DisputeDenied$240,000.00$0.00See FINRA Report
George William Crim1884689107/05/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Mitchell Frank Griffin3129686202/27/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jeanette Henry Hebert2239747112/12/2016Customer DisputeDenied$200,000.00$0.00See FINRA Report
Ray S Greenberg228805207/27/2016FinancialFinal$0.00$0.00See FINRA Report
Daniel Roy Ranfeld4197682305/27/2016RegulatoryFinal$0.00$0.00See FINRA Report
Alan M Hagopian2237098112/30/2015RegulatoryFinal$0.00$0.00See FINRA Report
Carla K Hurley4887959112/30/2015FinancialFinal$0.00$0.00See FINRA Report

107 Results

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