Potomac Analytics' Logo

FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-20 out of 107 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Payne2289904112/24/2020Customer DisputeDenied$100,000.00$0.00See FINRA Report
Mitchell Frank Griffin3129686212/17/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Ryan T Haag2432783111/02/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Adam Detweiler Savanick5312786110/21/2020Customer DisputeWithdrawn$14,100.00$0.00See FINRA Report
Timothy Gary Long2138850107/28/2020Customer DisputeSettled$33,000.00$0.00See FINRA Report
William Andrew Balcke Dowell1354829105/20/2020Customer DisputeSettled$19,114.00$0.00See FINRA Report
William Clayton Conerly2262031104/23/2020FinancialFinal$0.00$0.00See FINRA Report
Gary Lynn Ely2066209102/02/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Ronald Hall Nutter2690263109/10/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
Barry Matthew Pittenger2405032105/01/2019Customer DisputeClosed-No Action$75,000.00$0.00See FINRA Report

107 Results

Display: