Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Payne | 2289904 | 1 | 12/24/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Mitchell Frank Griffin | 3129686 | 2 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ryan T Haag | 2432783 | 1 | 11/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Adam Detweiler Savanick | 5312786 | 1 | 10/21/2020 | Customer Dispute | Withdrawn | $14,100.00 | $0.00 | See FINRA Report |
Timothy Gary Long | 2138850 | 1 | 07/28/2020 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
William Andrew Balcke Dowell | 1354829 | 1 | 05/20/2020 | Customer Dispute | Settled | $19,114.00 | $0.00 | See FINRA Report |
William Clayton Conerly | 2262031 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gary Lynn Ely | 2066209 | 1 | 02/02/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
Ronald Hall Nutter | 2690263 | 1 | 09/10/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Barry Matthew Pittenger | 2405032 | 1 | 05/01/2019 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |