Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julien Louis Lahiere | 2587449 | 3 | 05/01/2002 | Customer Dispute | Settled | $29,186.20 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 02/01/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Timothy Mark Conboy | 1930383 | 1 | 02/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Thomas King | 1423001 | 1 | 11/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas James Lopshire | 2532500 | 2 | 10/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Grant Cummins | 2142135 | 1 | 01/21/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Karen Louise Powell | 1444844 | 2 | 01/22/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Edward Alan Lefkow | 305754 | 2 | 12/06/1991 | Customer Dispute | Award / Judgment | $692.00 | $692.00 | See FINRA Report |
| Michael Phillips Black | 1083275 | 1 | 01/13/1989 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward Alan Lefkow | 305754 | 2 | 03/10/1988 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |