Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shaun R Murphy | 2158418 | 8 | 08/03/2005 | Customer Dispute | Settled | $12,622.00 | $0.00 | See FINRA Report |
Lawrence Kim Bushey | 2182637 | 3 | 11/29/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lawrence Kim Bushey | 2182637 | 3 | 06/07/2004 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 03/11/2003 | Customer Dispute | Settled | $9,316.00 | $0.00 | See FINRA Report |
David Paul Werts | 2726915 | 1 | 07/29/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Julien Louis Lahiere | 2587449 | 3 | 05/01/2002 | Customer Dispute | Settled | $29,186.20 | $0.00 | See FINRA Report |
Paul Grant Cummins | 2142135 | 1 | 01/21/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Karen Louise Powell | 1444844 | 2 | 01/22/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Michael Phillips Black | 1083275 | 1 | 01/13/1989 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Edward Alan Lefkow | 305754 | 2 | 03/10/1988 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |