Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Joseph Masi | 1660596 | 1 | 10/21/2013 | Customer Dispute | Settled | $1,870,380.00 | $0.00 | See FINRA Report |
Louis Edward Perkins | 1816759 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Vernon Edwin Unger | 2361113 | 2 | 02/11/2013 | Customer Dispute | Settled | $1,030,860.00 | $0.00 | See FINRA Report |
Richard Scott Perkins | 2537775 | 2 | 11/25/2011 | Customer Dispute | Settled | $7,090.93 | $0.00 | See FINRA Report |
John Tim Foshee | 1739534 | 2 | 11/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Scott Miller | 1982346 | 2 | 09/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Scott Perkins | 2537775 | 2 | 09/10/2009 | Customer Dispute | Settled | $7,713.31 | $0.00 | See FINRA Report |
Terry Clark Hughes | 1275837 | 3 | 09/30/2008 | Customer Dispute | Settled | $8,301.72 | $0.00 | See FINRA Report |
Troy Don Perkins | 4337530 | 2 | 08/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 08/25/2005 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |