Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Lopshire | 2532500 | 2 | 10/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ray S Greenberg | 228805 | 2 | 03/07/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |