Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Lobdell | 2407617 | 1 | 06/19/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Leslie Hause | 2850420 | 1 | 04/10/2003 | Customer Dispute | Denied | $65,860.10 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 03/11/2003 | Customer Dispute | Settled | $9,316.00 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 01/08/2003 | Customer Dispute | Denied | $30,987.00 | $0.00 | See FINRA Report |
| David Paul Werts | 2726915 | 1 | 07/29/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Kim Bushey | 2182637 | 3 | 05/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julien Louis Lahiere | 2587449 | 3 | 05/01/2002 | Customer Dispute | Settled | $29,186.20 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 02/01/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Paul Grant Cummins | 2142135 | 1 | 01/21/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Karen Louise Powell | 1444844 | 2 | 01/22/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |