Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Tim Foshee | 1739534 | 2 | 11/12/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
John Tim Foshee | 1739534 | 2 | 11/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Scott Miller | 1982346 | 2 | 09/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Scott Perkins | 2537775 | 2 | 09/10/2009 | Customer Dispute | Settled | $7,713.31 | $0.00 | See FINRA Report |
Robert Stout Massey | 2490200 | 1 | 07/17/2009 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
Terry Clark Hughes | 1275837 | 3 | 09/30/2008 | Customer Dispute | Settled | $8,301.72 | $0.00 | See FINRA Report |
Julien Louis Lahiere | 2587449 | 3 | 09/17/2008 | Customer Dispute | Denied | $10,800.00 | $0.00 | See FINRA Report |
Troy Don Perkins | 4337530 | 2 | 08/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Terry Clark Hughes | 1275837 | 3 | 04/04/2008 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Michael Bruce Ukman | 1849816 | 1 | 09/27/2007 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |