Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaun R Murphy | 2158418 | 8 | 03/10/2014 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Julien Louis Lahiere | 2587449 | 3 | 02/18/2014 | Customer Dispute | Settled | $695,000.00 | $0.00 | See FINRA Report |
| Rudi von Siela | 1009645 | 1 | 11/20/2013 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Masi | 1660596 | 1 | 10/21/2013 | Customer Dispute | Settled | $1,870,380.00 | $0.00 | See FINRA Report |
| Louis Edward Perkins | 1816759 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vernon Edwin Unger | 2361113 | 2 | 02/11/2013 | Customer Dispute | Settled | $1,030,860.00 | $0.00 | See FINRA Report |
| Alan Greer Thompson | 5203183 | 1 | 12/23/2011 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Richard Scott Perkins | 2537775 | 2 | 11/25/2011 | Customer Dispute | Settled | $7,090.93 | $0.00 | See FINRA Report |
| Terry Clark Hughes | 1275837 | 3 | 06/17/2010 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See FINRA Report |
| Karen Louise Powell | 1444844 | 2 | 03/15/2010 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |