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FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 63 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Adam Detweiler Savanick5312786110/21/2020Customer DisputeWithdrawn$14,100.00$0.00See FINRA Report
Timothy Gary Long2138850107/28/2020Customer DisputeSettled$33,000.00$0.00See FINRA Report
William Andrew Balcke Dowell1354829105/20/2020Customer DisputeSettled$19,114.00$0.00See FINRA Report
Gary Lynn Ely2066209102/02/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Barry Matthew Pittenger2405032105/01/2019Customer DisputeClosed-No Action$75,000.00$0.00See FINRA Report
Howell Booth Holland2430593101/28/2019Customer DisputeSettled$14,498.40$0.00See FINRA Report
Donald Kyle Atkins2829986110/03/2018Customer DisputeDenied$240,000.00$0.00See FINRA Report
Mitchell Frank Griffin3129686202/27/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jeanette Henry Hebert2239747112/12/2016Customer DisputeDenied$200,000.00$0.00See FINRA Report
Stephen Lee Hamilton5052791105/05/2015Customer DisputeDenied$0.00$0.00See FINRA Report

63 Results

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