Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Lee Davenport | 2350473 | 1 | 07/02/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Donnelly | 1030266 | 1 | 06/19/2003 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Charmaine Valois Kaes | 1202355 | 1 | 02/18/2003 | Customer Dispute | Denied | $33,880.70 | $0.00 | See FINRA Report |
| Omar Rasmi Shalabi | 2777244 | 3 | 03/20/2001 | Customer Dispute | Settled | $7,666.71 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 01/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 01/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Scott Baker | 3244172 | 2 | 10/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Biagio Pellegrini | 2185629 | 1 | 05/06/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Tanker | 2220198 | 1 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pina Formicola | 1852847 | 1 | 08/14/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |