Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Douglas Clair | 1986609 | 2 | 12/15/2008 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Antonio Jesus Oliva | 4151737 | 2 | 11/06/2008 | Customer Dispute | Settled | $17,802.40 | $0.00 | See FINRA Report |
| Dennis P Oconnor | 1595467 | 6 | 10/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Blair | 2546322 | 1 | 09/05/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Allie Hurley | 3188678 | 3 | 06/27/2008 | Customer Dispute | Settled | $6,132.21 | $0.00 | See FINRA Report |
| William Allie Hurley | 3188678 | 3 | 06/25/2008 | Customer Dispute | Settled | $5,367.00 | $0.00 | See FINRA Report |
| Dennis P Oconnor | 1595467 | 6 | 03/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Eduardo Harmsen | 2011149 | 2 | 07/12/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Cheryl Ann Ciaglia | 1295357 | 1 | 10/17/2005 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Gregory Lee Petrie | 2720775 | 1 | 11/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |