Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dale Kraatz | 2102044 | 2 | 06/25/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Kevin Alan Snow | 2903937 | 2 | 06/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Cleophas Alcide | 3007996 | 4 | 06/09/2012 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Nolan Richard Baker | 2900826 | 2 | 05/07/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Ruth Currie Ladas | 6869487 | 3 | 10/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruth Currie Ladas | 6869487 | 3 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio Jesus Oliva | 4151737 | 2 | 06/08/2011 | Customer Dispute | Denied | $69,000.00 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jay Robert Blanchard | 4501494 | 1 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |